-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PHXsj8fIj/E5vtbxCjs7+4Ya9V3KBAwy6v4hadKxVxdRa0M+NtPL4STI/fSwR8rE nembc88Bo5b/8vt2h3NyKQ== 0000897101-99-000136.txt : 19990217 0000897101-99-000136.hdr.sgml : 19990217 ACCESSION NUMBER: 0000897101-99-000136 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990216 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: INNOVEX INC CENTRAL INDEX KEY: 0000050601 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 411223933 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-36792 FILM NUMBER: 99539762 BUSINESS ADDRESS: STREET 1: 1313 S FIFTH ST CITY: HOPKINS STATE: MN ZIP: 55343-9904 BUSINESS PHONE: 6129384155 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HALEY THOMAS W CENTRAL INDEX KEY: 0000900717 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: INNOVEX INC STREET 2: 1313 FIFTH STREET SOUTH CITY: HOPKINS STATE: MN ZIP: 55343 BUSINESS PHONE: 6129384155 MAIL ADDRESS: STREET 1: C/O INNOVEX INC STREET 2: 1313 FIFTH STREET SOUTH CITY: HOPKINS STATE: MN ZIP: 55343 SC 13G/A 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 10)* Innovex, Inc. Common Stock, $.04 par value 45 76 47 (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following page(s)) Page 1 of 4 Pages CUSIP NO. 457647 13G PAGE 2 OF 4 PAGES - --------- ---------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Thomas W. Haley ###-##-#### - --------- ---------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)[ ] (b)[ ] - --------- ---------------------------------------------------------------------- 3 SEC USE ONLY - --------- ---------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OR ORGANIZATION - --------- ---------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 838,520 ----- ------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY -0- ----- ------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING 838,520 ----- ------------------------------------------- PERSON 8 SHARED DISPOSITIVE POWER WITH -0- - --------- ---------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 838,520 - --------- ---------------------------------------------------------------------- 10 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON - --------- ---------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.7 - --------- ---------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - --------- ---------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! Page 3 of 4 ITEM 1(A). .NAME OF ISSUER Innovex, Inc. ITEM 1(B). .ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES 530 11th Avenue South Hopkins, MN 55343 ITEM 2(a). .NAME OF PERSON FILING Thomas W. Haley ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE Innovex, Inc. 530 11th Avenue South Hopkins, MN 55343 ITEM 2(c). CITIZENSHIP American ITEM 2(d). TITLE OF CLASS OF SECURITIES Common Stock, $.04 par value ITEM 2(e). CUSIP NUMBER 457647 ITEM 3 Not applicable ITEM 4. OWNERSHIP The ownership of Mr. Haley as of December 31, 1998, was as follows: (a) Amount of Beneficially Owned 838,520 (b) Percent of Voting Shares Outstanding 5.7% (c) Number of shares as to which person has: (i) Sole power to vote or direct the vote: 838,520 (ii) Shared power to vote or direct the vote: -0- (iii) Sole power to dispose or direct the disposition of: 838,520 (iv) Shared power to dispose or direct the disposition of: -0- All shares listed above are owned directly by Mr. Haley. Excludes 26,750 shares beneficially owned by Ms. Mary E. Curtin, Mr. Haley's spouse.
Page 4 of 4 ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ( ). ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not applicable. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not applicable ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not applicable. SIGNATURE. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true and correct. February 12, 1999 - ----------------- Date /s/ Thomas W. Haley Thomas W. Haley -----END PRIVACY-ENHANCED MESSAGE-----